Attestation & Reporting Services

Agreed-Upon Procedures Engagements

During agreed-upon procedures engagements, the firm issues a report on findings based on the performance of specific procedures that are agreed to by the accountant and a third party. The scope of procedures can vary widely based on your needs and what you believe is appropriate.

Compliance Examinations

A compliance examination is an attestation engagement performed in accordance with AICPA standards to evaluate whether an organization has complied with specified requirements, such as laws, regulations, contractual agreements, or internal policies. The objective is to provide an independent opinion on compliance based on defined criteria.

Our team performs risk-based procedures to test relevant controls, review supporting documentation, and assess adherence to applicable requirements. The result is a formal report providing assurance on compliance, helping stakeholders meet regulatory expectations, support funding requirements, and demonstrate accountability.

Supervisory Committee Audits (Credit Unions)

We provide Supervisory Committee audit services in accordance with NCUA requirements to help credit unions meet regulatory expectations and maintain strong financial reporting integrity. NCUA regulations require supervisory committees to ensure that an independent audit or equivalent procedures are completed at least annually, in accordance with Part 715 of the NCUA Rules and Regulations.

Our team performs detailed testing of financial records, evaluates key controls, and assesses compliance with applicable regulations and accounting standards. We work closely with Supervisory Committees to ensure timely reporting, clear communication of results, and actionable recommendations that support strong governance, regulatory compliance, and overall financial stability.

Directors' Exams (Banks)

Our Directors’ Examination is designed to provide bank boards with an independent, risk-focused assessment of financial reporting, internal controls, and key operational areas. This service supports directors in fulfilling their oversight responsibilities and gaining confidence in the integrity of financial information presented to stakeholders and regulators.

We evaluate financial records, test significant balances and transactions, and review internal control structures to identify potential risks or areas for improvement. Our approach is aligned with regulatory expectations and tailored to the size and complexity of the institution, providing clear, actionable insights that support strong governance, informed decision-making, and effective risk management.